Brian Walker CHIEF COMPLIANCE OFFICER

Brian Walker

CHIEF COMPLIANCE OFFICER

Brian joined Signature Wealth Management in 2017 and became CCO in 2018 after obtaining the Investment Adviser Certified Compliance Professional designation.

He oversees compliance, operations, and HR functions at the firm. Brian brings more than 20 years financial services experience to his role and prides himself on finding solutions to help his team be successful and, in turn, assist clients in reaching their financial goals. His career includes advisory and management positions at Raymond James, Charles Schwab, and Ameriprise Financial.

Brian graduated from Westfield State University with a bachelor’s degree in Finance. Brian and his wife Ivona enjoy spending time with their twins, Ava & Brayden, and love supporting them in their educational and extracurricular pursuits. Originally from Massachusetts, he is an avid Boston sports fan and enjoys watching the New England Patriots and Boston Red Sox. In his spare time, when he gets the itch, he enjoys playing the drums and guitar.